Alaska HB 170: An Act relating to securities, registration, exempt securities, exempt transactions, broker-dealers, agents, investment advice, investment advisers, investment adviser representatives, federal covered securities, federal covered investment advisers, viatical settlement interests, small intrastate security offerings, Canadian broker-dealers, and Canadian agents; relating to protecting older and vulnerable adults from financial exploitation; relating to administrative, civil, and criminal enforcement provisions, including restitution and civil penalties for violations; relating to an investor training fund; establishing increased civil penalties for harming older persons and vulnerable adults; relating to corporations organized under the Alaska Native Claims Settlement Act; amending Rules 4, 5, 54, 65, and 90, Alaska Rules of Civil Procedure, and Rule 602, Alaska Rules of Appellate Procedure; and providing for an effective date.

Status: EFFECTIVE DATE(S) OF LAW SEE CHAPTER (as of 2018-11-07)

State: Alaska · Session: 30 · Bill: HB 170

Subjects: AUDITS, BUSINESS, CORPORATIONS, COURT RULES, COURTS, CRIMES, DEDICATED FUNDS, FEES, FINANCIAL INSTITUTIONS, FUNDS, INVESTMENTS, LICENSING, NATIVE ORGANIZATIONS, OCCUPATIONS & PROFESSIONS, SECURITIES, SENIOR CITIZENS

Sponsors: LABOR & COMMERCE

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